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RegiGov Assess

Timely decisions that remain explainable, reviewable, and auditable.

RegiGov Assess manages the full assess-review-decide lifecycle for participant registrations, device applications, changes, exemptions, and other regulatory submissions. It connects evidence, assessment criteria, risk, review, conditions, decisions, and reasons in one traceable process.

AI may assist with classification, summarisation, anomaly identification, and recommendations, but material regulatory decisions remain with authorised people and are recorded with their basis.

The regulatory problem

What this addresses

When assessment happens in email, documents, and personal judgement, similar applications receive different treatment and the reasoning behind an outcome is difficult to reconstruct months later.

Outcome

Timely decisions that remain explainable, reviewable, and auditable.

Automation and AI can assist assessment work, but material regulatory decisions remain with authorised officers and are recorded with their basis.

Core capabilities

What RegiGov Assess provides

  • Configurable application and change types
  • Completeness checks and evidence validation
  • Structured assessment criteria
  • Risk scoring and triage
  • Independent or multi-stage review
  • Requests for information
  • Decision recommendations and authorised decisions
  • Conditions, reasons, and effective dates
  • Decision notices and applicant communication
  • End-to-end traceability from submission to outcome

Users and roles

Who works with it

  • Applicants

    Understand what is required, what stage an application has reached, and why an outcome was reached.

  • Assessing officers

    Work through structured criteria with the evidence beside them.

  • Reviewers

    Test an assessment independently before a decision is made.

  • Delegates and decision-makers

    Record an authorised decision with reasons, conditions, and effective dates.

End-to-end

Assess, review, decide

  1. 1

    Receive

    Submissions are validated for completeness and required evidence.

  2. 2

    Triage

    Risk scoring and rules route the matter to the right pathway and officer.

  3. 3

    Assess

    Structured criteria are worked through against evidence, with requests for information as needed.

  4. 4

    Review

    Independent or multi-stage review tests the assessment and recommendation.

  5. 5

    Decide

    An authorised officer records the decision, reasons, conditions, and effective date.

  6. 6

    Notify

    Decision notices are issued and the outcome is written to the register with full traceability.

Access and audit

Control and accountability

  • Separation of duties between assessment, review, and decision
  • Every recommendation and decision attributed to an identified person and delegation
  • Evidence, correspondence, and rule versions retained with the matter
  • Complete submission-to-outcome history available for internal and external review

Integration

Information exchange patterns

  • Application intake from self-service channels and integrating systems
  • Evidence retrieval from authoritative sources where permitted
  • Decision events published to the register and downstream services
  • Correspondence integration for notices and requests for information

Reporting and oversight

What leaders and officers can see

  • Throughput, ageing, and service-level reporting by application type
  • Decision, condition, and refusal-reason analysis
  • Assessment consistency and review-outcome indicators

See RegiGov Assess working.

We can walk an evaluation team through a configured register, the controls behind it, and how it would apply to your scheme.